Ensuring Security & Compliance in Smart Device Systems

The Internet of Things is not only about the gadgets of the future anymore- it is about the common products of the world that make our lives safer, healthier and more efficient. Connected devices are a part of the modern business and consumer ecosystem, as smart thermostats and air quality monitors, as well as industrial controllers, are increasingly becoming a part of the connected world.

But with opportunity comes responsibility. IoT systems deal with sensitive information, may interface with key infrastructure, and can frequently act as a point of entry into larger enterprise settings. Unless they are safe and in compliance, they may easily become liabilities. That is why IoT compliance, i.e. making sure that devices and systems are secure, private and meet regulatory requirements, is now a must-have, not a nice-to-have.

Together with Embrox Solutions, we will discuss the issues of IoT security and compliance in this article, discuss what an IoT security compliance framework should contain, and review the standards of security of IoT devices that are necessary.

The Importance of IoT Compliance

Compliance in IoT goes far beyond ticking a legal checkbox. It’s about building trust. End users want their data to be treated with the required degree of responsibility, businesses need systems to be able to work with enterprise software safely, and regulators insist on the strict privacy and safety regulations being followed.

At its core, IoT compliance ensures:

  • Data privacy: the data concerning the user is gathered, saved, and shared in compliance with such regulations as GDPR or HIPAA.
  • Operational integrity: the devices act reliably and safely even during stress or attack.
  • Auditability: all the changes and events will be logged to ensure accountability and transparency.
  • International preparedness: the systems have the ability to expand on a global scale without being trapped in the local laws.

Companies that integrate compliance in their IoT systems not only minimize risks but also achieve a competitive edge, which opens the door to enterprise collaboration and regulated markets such as healthcare, energy, or smart cities.

Internet of Things Security Framework

In order to have compliance in practice, organizations require a systematic methodology, a design that incorporates security in all lifecycle phases of the IoT. There are generally five pillars of an IoT security compliance framework:

  1. Risk Assessment and Threat Modeling. Determine the possible vulnerabilities at the device, network, and backend. Starting with the insecure firmware updates to unencrypted MQTT communication, all risks must be mapped and mitigated at the earliest.
  2. Secure Communication. Make sure that all the data transfers between devices and gateways and servers are encrypted (TLS, VPNs, certificates). There should be strong authentication mechanisms that ensure that the rogue devices do not enter the network.
  3. Identity & Access Management (IAM). Use fine-grained access controls. Implement the least privilege principle to the user as well as device. 
  4. Incident Response and Monitoring. Constant logging, anomaly detection and quick response plans are essential. Attackers do not give you a chance to update your software next time, you should see in real-time.
  5. Audit Trails and Compliance Checks. Record all the changes, updates, and user activity. This is essential in troubleshooting as well as compliance audit.

With such a framework, companies cease to be on the defensive side of the firefighting efforts and instead are on the offensive side of governance, keeping the devices secure and compliant throughout their lifecycle.

IoT Device Security Standards

Regulators and bodies within the industry have come up with standards that serve as guidelines to safe, secure and compliant development of IoT. The following are some of the most significant standards of IoT device security:

Standard

Scope / Use Case

Key Focus Areas

ISO/IEC 27001

Global, all industries

Information security management

IEC 62443

Industrial automation

Secure design of control systems

ETSI EN 303 645

Consumer IoT (EU baseline)

Default passwords, secure updates, privacy

NIST Cybersecurity Framework

Global (origin: US)

Identify, protect, detect, respond, recover

Compliance is not the only reason why alignment is a good idea, but also the construction of systems that are resilient, reliable, and future-proof. This alignment is essential to companies that want to go global with their IoT solutions.

Case Study: Air Control App

As an example of how the principles of security and compliance can be applied in reality, we can consider the Air Control App, which is a project created by Embrox.

Project Overview

Air Control App is an intelligent device that is used to check and control indoor air quality. The system enables users to monitor real-time temperature, humidity, and freshness of air. The settings of devices can be remotely controlled, status logs can be viewed, and firmware can be updated by administrators and users.

Key Challenges

From a compliance and security standpoint, several issues had to be addressed:

  • Secure communication: making sure that the MQTT messages with environmental data were not intercepted or modified.
  • Firmware updates: ensuring protection against hijacking and corruption of over-the-air (OTA) updates.
  • Access control: the distinction between administrator and user privileges to make sure unauthorized modifications are not made.
  • Logging and transparency: keeping audit trails of all device events, alarms, and updates.
  • Data privacy: processing user and environmental data in a GDPR-compliant manner.

The Approach

Embrox used a layered solution based on the best practice and IoT device security standards:

  • Encryption & Authentication: MQTT communication was encrypted using TLS and device identity was checked prior to entering the network.
  • Secure OTA Updates: all the firmware updates were signed and verified with cryptography and then installed.
  • Role-Based Access Control: the application distinguished between administrator rights (e.g., adjusting the settings of devices) and user rights (e.g., viewing the data).
  • Complete Logging: Event storage was done in PostgreSQL where logs were taken to store alarms, status updates and user actions.
  • Privacy by Design: only necessary information was gathered, coded in an efficient manner using CBOR and it was encrypted at rest and over the network.

Results

The outcome was a secure, compliant IoT system that was performance-reliable. Air Control App has shown how compliance to a framework of IoT security and compliance with device security standards can develop a trusted product that can be adopted by the enterprise.

Best Practices for Achieving IoT Compliance

Some of the universal best practices are: based on lessons on the Air Control App and industry experience, the following are best practices:

  1. Begin with Security by Design: do not add compliance to prototypes later.
  2. Embrace Recognized Standards: adopt ISO, IEC, ETSI, or NIST standards early.
  3. Periodic Testing and Audits: penetration testing and third-party audits make systems resilient.
  4. Use Zero Trust Principles: check any connection, every time, be it a device or a user.
  5. Train Teams: the issue of compliance is not individual, developers, testers, and product owners should all be educated.

Conclusion

With the increase in the use of IoT, the risks are increasing. The only way that is sustainable is to integrate compliance at all levels of interconnected systems. A security compliance framework with the compliance with the standards of the IoT device security gives the framework to develop innovative and reliable products.

When you are creating smart devices or solutions that are connected, it is time to focus on the IoT compliance not only to satisfy the current needs but also to prepare your systems to handle the challenges of the future.


author

Chris Bates

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